Nicolaus Von Habsburg

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 31 Mar 2019)
    • CF30 Customer (5 Nov 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 31 Mar 2019)
    • CF30 Customer (5 Nov 2014 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (23 Jul 2010 to 13 Nov 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (23 Jul 2010 to 13 Nov 2014)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 20 Apr 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.