Nicolas Stanislas Beaujoin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Delfinus LLP
FRN 834224
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (10 Apr 2019 to 8 Dec 2019)
- CF4 Partner (10 Apr 2019 to 8 Dec 2019)
Citibank Europe plc (no longer approved here)
FRN 211646
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (9 Feb 2015 to 6 Mar 2016)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (13 Apr 2012 to 6 Mar 2016)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF30 Customer (13 May 2010 to 30 Sep 2011)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (1 Sep 2008 to 23 Mar 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.