Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (12 Mar 2019 to 30 Oct 2025)
    • [FCA CF] Material risk taker (5 Oct 2018 to 30 Oct 2025)
    • [FCA CF] Client dealing (3 Sep 2018 to 30 Oct 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Jun 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Jun 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Jun 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.