Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 22 Apr 2025)
- [PRA CF] Managing a material risk taker (since 17 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2023)
- [FCA CF] Significant management (since 13 Sep 2023)
- [FCA CF] Manager of certification employee (13 Nov 2023 to 7 Mar 2024)
- [PRA CF] Managing a material risk taker (13 Oct 2023 to 13 Mar 2024)
- [FCA CF] Significant management (15 Aug 2022 to 8 Jun 2023)
- [PRA CF] Significant risk taker or Material risk taker (7 Apr 2022 to 9 Jun 2023)
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 17 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2023)
- [FCA CF] Manager of certification employee (since 13 Sep 2023)
- [FCA CF] Significant management (since 13 Sep 2023)
- [PRA CF] Managing a material risk taker (19 Aug 2022 to 9 Jun 2023)
- [FCA CF] Significant management (15 Aug 2022 to 8 Jun 2023)
- [FCA CF] Manager of certification employee (7 Apr 2022 to 9 Jun 2023)
- [PRA CF] Significant risk taker or Material risk taker (12 Nov 2019 to 7 Jan 2020)
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- CF30 Customer (1 Nov 2007 to 28 Jun 2011)
- CF26 Customer Trading (7 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.