Nicolas Raphael Traissac

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Significant management (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 May 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Mar 2005 to 31 Oct 2007)
    • CF26 Customer Trading (18 May 2004 to 28 Feb 2005)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF26 Customer Trading (1 Dec 2001 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.