Nicolas Pierre Alain Dujols

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc (no longer approved here)
FRN 121882
- [FCA CF] Client dealing (26 Mar 2020 to 16 Aug 2021)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (26 Jun 2012 to 9 Apr 2013)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (26 Jun 2012 to 9 Apr 2013)
Capula Investment Management LLP (no longer approved here)
FRN 433422
- CF30 Customer (1 Apr 2011 to 5 Mar 2012)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (3 Feb 2010 to 31 Jan 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.