Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 16 Jul 2025)
- [FCA CF] Client dealing (since 16 Jul 2025)
- [FCA CF] Manager of certification employee (since 16 Jul 2025)
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 16 Jul 2025)
- [FCA CF] Material risk taker (since 16 Jul 2025)
- [FCA CF] Client dealing (since 16 Jul 2025)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 25 Jun 2025)
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- CF30 Customer (25 Oct 2010 to 27 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.