Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Andurance Ventures LLP
FRN 597194
- [FCA CF] Client dealing (since 25 Mar 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (16 Jul 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (16 Jul 2019 to 8 Dec 2019)
- CF30 Customer (3 Dec 2013 to 8 Dec 2019)
- CF4 Partner (3 Dec 2013 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.