Nicolas John Mitchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2024)
    • [FCA CF] Client dealing (since 19 Jan 2024)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 23 Nov 2023)
    • CF30 Customer (29 Sep 2015 to 6 Mar 2016)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (21 Jun 2011 to 24 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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