Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Significant management (since 23 May 2023)
- [FCA CF] Material risk taker (since 15 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Sep 2021)
- [FCA CF] Client dealing (since 26 Apr 2017)
- [FCA CF] Manager of certification employee (19 Apr 2018 to 29 May 2024)
- CF30 Customer (4 Nov 2014 to 6 Mar 2016)
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Citibank, N.A.
FRN 124704
- [FCA CF] Significant management (since 23 May 2023)
- [FCA CF] Material risk taker (since 15 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Sep 2021)
- [FCA CF] Client dealing (since 26 Apr 2017)
- [FCA CF] Manager of certification employee (19 Apr 2018 to 29 May 2024)
- CF30 Customer (3 Jun 2015 to 6 Mar 2016)
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Citibank Europe plc
FRN 211646
- [FCA CF] Significant management (since 23 May 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Sep 2021)
- [FCA CF] Material risk taker (since 15 Sep 2021)
- [FCA CF] Client dealing (since 26 Apr 2017)
- [FCA CF] Manager of certification employee (19 Apr 2018 to 29 May 2024)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 22 Oct 2014)
- CF23 Corporate Finance Adviser (1 Mar 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.