Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 23 May 2023)
    • [FCA CF] Material risk taker (since 15 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Sep 2021)
    • [FCA CF] Client dealing (since 26 Apr 2017)
    • [FCA CF] Manager of certification employee (19 Apr 2018 to 29 May 2024)
    • CF30 Customer (4 Nov 2014 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Significant management (since 23 May 2023)
    • [FCA CF] Material risk taker (since 15 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Sep 2021)
    • [FCA CF] Client dealing (since 26 Apr 2017)
    • [FCA CF] Manager of certification employee (19 Apr 2018 to 29 May 2024)
    • CF30 Customer (3 Jun 2015 to 6 Mar 2016)
    • [FCA CF] Significant management (since 23 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Sep 2021)
    • [FCA CF] Material risk taker (since 15 Sep 2021)
    • [FCA CF] Client dealing (since 26 Apr 2017)
    • [FCA CF] Manager of certification employee (19 Apr 2018 to 29 May 2024)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 22 Oct 2014)
    • CF23 Corporate Finance Adviser (1 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.