Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF21 EEA Branch Senior Manager (EBSM) (21 Mar 2019 to 13 Sep 2019)
- [FCA CF] Material risk taker (12 Feb 2018 to 21 Mar 2019)
- [FCA CF] Client dealing (6 Nov 2017 to 21 Mar 2019)
- [FCA CF] Manager of certification employee (6 Nov 2017 to 21 Mar 2019)
- CF29 Significant management (12 Aug 2013 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.