Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • SMF21 EEA Branch Senior Manager (EBSM) (21 Mar 2019 to 13 Sep 2019)
    • [FCA CF] Material risk taker (12 Feb 2018 to 21 Mar 2019)
    • [FCA CF] Client dealing (6 Nov 2017 to 21 Mar 2019)
    • [FCA CF] Manager of certification employee (6 Nov 2017 to 21 Mar 2019)
    • CF29 Significant management (12 Aug 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.