Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 11 Jan 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2021)
- CF30 Customer (8 Oct 2014 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)
- CF26 Customer Trading (1 Dec 2001 to 10 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.