Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 11 Oct 2023)
- [PRA CF] Managing a material risk taker (since 24 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Apr 2022)
- [FCA CF] Manager of certification employee (since 18 Oct 2021)
- [FCA CF] Client dealing (since 2 Jan 2020)
- [PRA CF] Significant risk taker or Material risk taker (19 Aug 2020 to 9 Sep 2021)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Significant management (since 11 Oct 2023)
- [FCA CF] Manager of certification employee (since 20 Jul 2022)
- [PRA CF] Managing a material risk taker (since 24 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Apr 2022)
- [PRA CF] Significant risk taker or Material risk taker (19 Aug 2020 to 9 Sep 2021)
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- CF30 Customer (26 Jul 2011 to 15 Oct 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.