Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 11 Oct 2023)
    • [PRA CF] Managing a material risk taker (since 24 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Apr 2022)
    • [FCA CF] Manager of certification employee (since 18 Oct 2021)
    • [FCA CF] Client dealing (since 2 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (19 Aug 2020 to 9 Sep 2021)
    • [FCA CF] Significant management (since 11 Oct 2023)
    • [FCA CF] Manager of certification employee (since 20 Jul 2022)
    • [PRA CF] Managing a material risk taker (since 24 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (19 Aug 2020 to 9 Sep 2021)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (26 Jul 2011 to 15 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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