Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Sep 2016 to 30 Jan 2020)
- CF30 Customer (16 Aug 2010 to 29 Oct 2010)
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- CF30 Customer (1 Nov 2007 to 14 May 2010)
- CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (24 Aug 2004 to 28 Aug 2006)
- CF22 Investment Adviser (Trainee) (21 Jun 2004 to 24 Aug 2004)
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- CF21 Investment Adviser (24 Aug 2004 to 28 Aug 2006)
- CF22 Investment Adviser (Trainee) (21 Jun 2004 to 24 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.