Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 30 Jan 2020)
    • CF30 Customer (16 Aug 2010 to 29 Oct 2010)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 14 May 2010)
    • CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (24 Aug 2004 to 28 Aug 2006)
    • CF22 Investment Adviser (Trainee) (21 Jun 2004 to 24 Aug 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (24 Aug 2004 to 28 Aug 2006)
    • CF22 Investment Adviser (Trainee) (21 Jun 2004 to 24 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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