Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Nov 2020)
    • [FCA CF] Manager of certification employee (since 10 Nov 2020)
    • [FCA CF] Material risk taker (10 Nov 2020 to 19 Nov 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (15 Oct 2018 to 30 Sep 2020)
    • [FCA CF] Client dealing (11 Sep 2018 to 30 Sep 2020)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (19 Oct 2009 to 10 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.