Nicolas Benjamin Eric Lokiec

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Manager of certification employee (since 15 Jan 2026)
    • [FCA CF] Material risk taker (since 11 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2024)
    • [FCA CF] Client dealing (since 14 Aug 2024)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 15 Jan 2026)
    • [FCA CF] Material risk taker (since 11 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2024)
    • [FCA CF] Client dealing (since 14 Aug 2024)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jul 2024)
    • CF30 Customer (13 May 2016 to 8 Dec 2019)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF30 Customer (20 Feb 2009 to 25 Nov 2009)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 19 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

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