Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (10 Sep 2012 to 27 Feb 2015)
- CF29 Significant management (14 Jul 2011 to 22 Jun 2016)
- CF30 Customer (14 Jul 2011 to 14 Jul 2011)
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- CF30 Customer (14 Jul 2011 to 14 Jul 2011)
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- CF30 Customer (1 Dec 2009 to 20 Dec 2010)
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- CF30 Customer (1 Dec 2009 to 20 Dec 2010)
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- CF29 Significant management (1 Nov 2007 to 23 Jan 2009)
- CF30 Customer (1 Nov 2007 to 20 Dec 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (15 Aug 2007 to 31 Oct 2007)
- CF27 Investment Management (4 May 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 20 Dec 2010)
- CF29 Significant management (1 Nov 2007 to 23 Jan 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (15 Aug 2007 to 31 Oct 2007)
- CF27 Investment Management (4 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.