Nicola Trudgeon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Oct 2015)
    • CF30 Customer (since 2 Oct 2015)
  • Penvearn Wealth Management Ltd

    FRN 709315

    • (1)Employed By (since 2 Oct 2015)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (12 Aug 2011 to 10 Jun 2015)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (4 Feb 2008 to 7 Aug 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (13 Nov 2002 to 1 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.