Nicola Tempest-Hall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nicola Tempest-Hall

    FRN 771610

    • (1)Employed By (since 7 Mar 2025)
    • (1)Employed By (18 Feb 2017 to 8 Aug 2019)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 18 Feb 2017)
  • Leazes Quadrus Financial Planning Ltd (no longer approved here)

    FRN 598924

    • (2)Employed By (1 Sep 2021 to 17 Mar 2025)
  • Tulloch Wealth Management Limited (no longer approved here)

    FRN 819665

    • (3)Employed By (3 Mar 2021 to 8 Sep 2021)
  • Mark McNally Wealth Management Limited (no longer approved here)

    FRN 533501

    • (2)Employed By (20 Jun 2019 to 9 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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