Nicola Sally Dale

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Bank of New York Mellon (no longer approved here)
FRN 122467
- CF30 Customer (5 Jan 2009 to 23 Jun 2010)
The Bank of New York Mellon (International) Limited (no longer approved here)
FRN 183100
- CF30 Customer (5 Jan 2009 to 23 Jun 2010)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (26 Aug 2005 to 22 Jun 2007)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (9 Jan 2003 to 22 Sep 2005)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2005)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.