Nicola Rose Martin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 26 Jul 2023)
- CF30 Customer (since 17 Jul 2023)
Nicola Martin
FRN 999686
- (1)Employed By (since 17 Jul 2023)
NFU Mutual Select Investments Limited (no longer approved here)
FRN 582519
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2023)
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF30 Customer (11 Feb 2013 to 31 Jul 2016)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (28 Jan 2009 to 11 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.