Nicola Moran

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 25 Mar 2010)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (5 Jan 2007 to 31 Oct 2007)
  • Moran Wealth Management Ltd

    FRN 515936

    • (1)Employed By (since 8 Jan 2010)
  • Michael Moran (no longer approved here)

    FRN 415422

    • (2)Employed By (5 Jan 2007 to 8 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.