Nicola Margaret Fuller

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Oct 2015)
  • Springboard Financial Services Ltd

    FRN 714338

    • (2)Employed By (since 22 Oct 2015)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (564)Employed By (24 May 2017 to 27 Jan 2022)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (3 Sep 2014 to 18 Sep 2015)
  • Emerald Finance Ltd (no longer approved here)

    FRN 433486

    • (2)Employed By (9 Jul 2014 to 17 Sep 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF21 Investment Adviser (17 Jan 2003 to 18 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.