Nicola Louise Foley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (22 Mar 2011 to 20 Oct 2011)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (13 Nov 2009 to 4 Oct 2010)
SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 100013
- CF30 Customer (1 Nov 2007 to 9 Mar 2009)
- CF21 Investment Adviser (15 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Jul 2002 to 15 Oct 2003)
Skipton Building Society (no longer approved here)
FRN 153706
- CF21 Investment Adviser (28 Jun 2002 to 30 Jun 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jun 2002)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.