Nicola Jayne Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Four Stages Finance Limited

    FRN 736876

    • (4)Employed By (since 15 Apr 2025)
    • (4)Employed By (30 Oct 2023 to 16 Sep 2024)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 29 Jul 2015)
    • CF1 Director (AR) (29 Jul 2015 to 1 Jul 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (30 Oct 2023 to 14 Dec 2023)
  • Martin Hammett Associates Ltd (no longer approved here)

    FRN 189687

    • (14)Employed By (29 Jul 2015 to 2 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.