Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Functions requiring qualifications (since 18 Jul 2016)
- CF30 Customer (1 Nov 2007 to 30 Apr 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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HSBC UK Bank Plc
FRN 765112
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.