Nicola Jayne Conway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 9 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 7 Aug 2018)
  • Minerva Financial Solutions Limited

    FRN 921425

    • (1)Employed By (since 20 Feb 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (17 Jan 2020 to 31 Jan 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (24 Apr 2008 to 31 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.