Nicola Jane West

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 24 Mar 2016)
    • CF30 Customer (since 31 Jul 2008)
  • West Wealth Management Limited

    FRN 486731

    • Employed By (since 9 Jan 2015)
    • Employed By (31 Jul 2008 to 24 May 2010)
  • Throgmorton Associates Wealth Management Ltd (no longer approved here)

    FRN 503420

    • Employed By (25 May 2010 to 29 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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