Nicola Jane Richards

• Royal London Mutual Insurance Society, Limited (THE)

  FRN 117672

  • Director of firm who is not a certification employee or a SMF manager (since 5 Oct 2023)
• Schroder Investment Management Limited (no longer approved here)

  FRN 119348

  • CF1 Director (4 Aug 2016 to 3 Apr 2019)
  • CF29 Significant management (13 May 2014 to 3 Apr 2019)
• Schroder Investment Management North America Limited (no longer approved here)

  FRN 144543

  • CF1 Director (16 Jul 2015 to 24 Oct 2016)
• FIL Investment Services (UK) Limited (no longer approved here)

  FRN 121939

  • CF1 Director (3 Feb 2010 to 30 Mar 2010)
• Financial Administration Services Limited (no longer approved here)

  FRN 122169

  • CF1 Director (4 Jun 2008 to 12 Mar 2009)
• FIL Investments International (no longer approved here)

  FRN 122170

  • CF1 Director (25 May 2006 to 12 Mar 2009)
• FIL Pensions Management (no longer approved here)

  FRN 144345

  • CF1 Director (25 May 2006 to 12 Mar 2009)
• FIL Investment Advisors (UK) Limited (no longer approved here)

  FRN 159360

  • CF8 Apportionment and Oversight (25 May 2006 to 31 Oct 2007)
  • CF1 Director (25 May 2006 to 30 Mar 2010)
  • CF3 Chief Executive (25 May 2006 to 30 May 2008)

No changes recorded yet.