Nicola Jane Mitchell

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FRANCIS CLARK FINANCIAL PLANNING LIMITED
FRN 433591
- SMF3 Executive Director (since 12 May 2023)
- [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
Mitchell Owen Financial Services Ltd (no longer approved here)
FRN 219519
- (5)Employed By (16 Oct 2002 to 24 Dec 2006)
Sabre Financial Planning Limited (2575) (no longer approved here)
FRN 184422
- (9)Employed By (1 Dec 2001 to 30 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.