Nicola Jane Marker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hansford Bell Financial Planning Ltd (no longer approved here)

    FRN 482388

    • SMF3 Executive Director (9 Dec 2019 to 29 Jan 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Jan 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 29 Jan 2021)
    • CF11 Money Laundering Reporting (9 Jun 2008 to 6 Aug 2019)
    • CF8 Apportionment and Oversight (9 Jun 2008 to 31 Mar 2009)
    • CF30 Customer (9 Jun 2008 to 29 Mar 2019)
    • CF1 Director (9 Jun 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jun 2008 to 6 Aug 2019)
    • Responsible for Insurance Mediation (9 Jun 2008 to 30 Sep 2018)
  • Clearwater Financial Consultancy (Exeter) Ltd (no longer approved here)

    FRN 228208

    • Employed By (2 Sep 2003 to 16 Jan 2006)
  • Aston Court Chambers Wealth Management Limited (no longer approved here)

    FRN 194725

    • Employed By (21 Oct 2002 to 2 Sep 2003)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (21 Sep 2002 to 16 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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