Nicola Jane Gillespie Syme

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Aug 2013)
    • CF30 Customer (since 18 Dec 2008)
    • CF4 Partner (AR) (27 Oct 2010 to 16 Sep 2011)
  • Gillespie Financial Limited

    FRN 492982

    • (1)Employed By (since 16 Jan 2012)
    • (1)Employed By (18 Dec 2008 to 29 Oct 2010)
  • Derek Kean (no longer approved here)

    FRN 467102

    • Employed By (14 Sep 2009 to 29 Oct 2010)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 4 Jan 2009)
    • CF27 Investment Management (24 Mar 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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