Nicola Jane Duff

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Concentrix TSC UK Ltd
FRN 311964
- SMF16 Compliance Oversight (since 30 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Dec 2024)
- SMF3 Executive Director (since 3 Dec 2024)
Concentrix CX UK Limited
FRN 708399
- SMF3 Executive Director (since 3 Dec 2024)
Concentrix CVG Intelligent Contact Limited
FRN 313266
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (20 Apr 2016 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.