Nicola Jane Barber

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Hambro & Partners LLP

    FRN 513246

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 1 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Mar 2012 to 8 Dec 2019)
    • CF4 Partner (7 Mar 2012 to 22 Oct 2019)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (8 Jun 2011 to 6 Mar 2012)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (14 Mar 2008 to 27 May 2011)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF27 Investment Management (5 Mar 2003 to 31 Oct 2007)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF1 Director (1 Dec 2001 to 31 Jan 2003)
    • CF27 Investment Management (1 Dec 2001 to 7 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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