Nicola Fort

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 May 2025)
- CF30 Customer (since 14 Apr 2025)
TNS Financial Services Limited
FRN 513249
- (11)Employed By (since 14 Apr 2025)
Santander UK Plc (no longer approved here)
FRN 106054
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 22 Mar 2024)
- CF30 Customer (6 Feb 2008 to 25 Sep 2013)
- CF21 Investment Adviser (9 Apr 2002 to 25 Oct 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.