Nicola Elizabeth Kate Manfredi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 12 Jan 2017)
- CF30 Customer (since 12 Jan 2017)
Nicola Manfredi Wealth Management Ltd
FRN 769039
- (1)Employed By (since 12 Jan 2017)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (6 May 2014 to 9 Feb 2017)
Abbey Lane Financial Associates Ltd (no longer approved here)
FRN 570937
- Employed By (12 Jan 2012 to 2 Apr 2014)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (4 Apr 2007 to 31 Oct 2007)
Reeds Rains Limited (no longer approved here)
FRN 160170
- (115)Employed By (1 Dec 2001 to 1 Apr 2003)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.