Nicola Clare Mould

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 6 Feb 2013)
Lansdown Place Wealth Management Ltd
FRN 434251
- Employed By (since 6 Feb 2013)
- Employed By (27 May 2008 to 12 Nov 2012)
EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)
FRN 591218
- CF1 Director (AR) (20 Jul 2016 to 10 Jun 2021)
David Stock & Co Limited (no longer approved here)
FRN 121754
- CF30 Customer (1 Nov 2007 to 7 Apr 2008)
- CF1 Director (AR) (16 May 2006 to 1 Nov 2006)
- CF21 Investment Adviser (1 Oct 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.