Nicola Blake

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Apr 2015)
    • CF30 Customer (since 13 Apr 2015)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 11 May 2015)
  • Simtonic Financial Solutions Ltd

    FRN 676410

    • (2)Employed By (since 1 May 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (20 Oct 2006 to 20 Mar 2007)
    • CF22 Investment Adviser (Trainee) (12 May 2005 to 20 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.