Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2025)
    • [FCA CF] Client dealing (since 12 Dec 2025)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2024)
  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • Appointed representative dealing with clients for which they require qualification (29 Sep 2023 to 20 Feb 2024)
    • CF1 Director (AR) (21 Sep 2023 to 21 Feb 2024)
  • EMCAT MORTGAGES LTD (no longer approved here)

    FRN 1002086

    • (1)Employed By (21 Sep 2023 to 21 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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