Nicola Anne King

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 15 Jan 2026)
    • Appointed representative dealing with clients for which they require qualification (since 15 Jan 2026)
    • CF1 Director (AR) (since 23 Dec 2025)
    • CF30 Customer (since 23 Dec 2025)
  • Seren Wealth Ltd

    FRN 1046408

    • (1)Employed By (since 23 Dec 2025)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Feb 2020)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 20 Jul 2020)
    • CF30 Customer (19 Oct 2012 to 22 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

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