Nicola Ann Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • [FCA CF] Significant management (26 Mar 2024 to 28 Nov 2024)
    • CF29 Significant management (1 Nov 2007 to 4 Apr 2014)
    • CF20 Significant Mgt (Settlements) (12 Jul 2007 to 31 Oct 2007)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF29 Significant management (11 Nov 2013 to 4 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.