Nico Justin Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pearson Wealth Management Ltd

    FRN 825434

    • (1)Employed By (since 22 Sep 2022)
  • Stewart Wealth Management Ltd

    FRN 527515

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 8 Aug 2022)
    • [FCA CF] Client dealing (since 8 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 8 Aug 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jul 2022)
    • CF30 Customer (27 Mar 2019 to 29 Jul 2022)
  • Francis Wealth Management Ltd (no longer approved here)

    FRN 569218

    • (2)Employed By (27 Mar 2019 to 29 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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