Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (AR) (since 23 May 2012)
- CF30 Customer (since 23 May 2012)
-
Embrace Financial Consulting Limited
FRN 581768
- (1)Employed By (since 23 May 2012)
-
- CF24 Pension Transfer Specialist (21 Jan 2003 to 22 Sep 2006)
- CF21 Investment Adviser (21 Jan 2003 to 22 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.