Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 21 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 19 Dec 2023)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Significant management (11 Jan 2021 to 30 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2021 to 30 Apr 2023)
    • [FCA CF] Material risk taker (11 Jan 2021 to 30 Apr 2023)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF28 Systems and controls (1 Nov 2007 to 17 Aug 2012)
    • CF15 Internal Audit (27 Jun 2007 to 31 Oct 2007)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF28 Systems and controls (1 Nov 2007 to 17 Aug 2012)
    • CF15 Internal Audit (27 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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