Nick Wood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (14 Oct 2016 to 24 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (15 Jan 2004 to 9 Feb 2006)
    • CF26 Customer Trading (15 Jan 2004 to 13 Feb 2004)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF26 Customer Trading (15 Jan 2004 to 13 Feb 2004)
    • CF21 Investment Adviser (15 Jan 2004 to 9 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.