Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [FCA CF] Manager of certification employee (since 27 Jun 2024)
- [FCA CF] Client dealing (since 10 May 2024)
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Numis Securities Limited
FRN 144822
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (22 Nov 2004 to 31 Oct 2007)
- CF26 Customer Trading (25 May 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.