Nick Ventham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited

    FRN 122335

    • [FCA CF] Manager of certification employee (since 20 Feb 2020)
    • [FCA CF] Client dealing (since 20 Feb 2020)
    • CF30 Customer (9 Aug 2010 to 8 Dec 2019)
  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 15 Feb 2017)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 5 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 1 Nov 2008)
    • CF27 Investment Management (14 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (27 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.