Nick Tasquier

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 11 Apr 2025)
    • CF30 Customer (since 28 Feb 2025)
    • CF1 Director (AR) (since 28 Feb 2025)
    • CF1 Director (AR) (23 Dec 2008 to 24 Jan 2013)
    • CF30 Customer (1 Nov 2007 to 8 Sep 2014)
    • CF21 Investment Adviser (18 Dec 2006 to 31 Oct 2007)
    • CF4 Partner (AR) (16 May 2006 to 23 Dec 2008)
    • CF22 Investment Adviser (Trainee) (16 May 2006 to 18 Dec 2006)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Aug 2025)
    • CF1 Director (AR) (9 Nov 2017 to 20 Aug 2025)
    • CF30 Customer (13 Aug 2014 to 20 Aug 2025)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (496)Employed By (14 Jun 2013 to 8 Sep 2014)
  • Charles Derby Wealth Ltd (no longer approved here)

    FRN 505189

    • Employed By (3 Aug 2010 to 14 Jun 2013)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (23 Dec 2008 to 24 Jan 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (1 Jun 2005 to 18 May 2006)
    • CF21 Investment Adviser (1 Jun 2005 to 18 May 2006)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • CF1 Director (AR) (31 Oct 2004 to 2 Apr 2007)
  • Alpha Financial Mortgages Limited (no longer approved here)

    FRN 411960

    • (2)Employed By (31 Oct 2004 to 2 Apr 2007)
  • Alpha Financial Associates Ltd (no longer approved here)

    FRN 210135

    • (25)Employed By (15 Mar 2002 to 2 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

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