Nick Phillips

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • [FCA CF] Manager of certification employee (5 Jun 2020 to 25 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2024)
    • CF30 Customer (19 Sep 2019 to 6 Sep 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 22 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (20 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.