Nick Mihic

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (19 Jun 2018 to 31 Dec 2019)
    • [FCA CF] Material risk taker (20 Dec 2017 to 31 Dec 2019)
    • [FCA CF] Client dealing (20 Dec 2017 to 31 Dec 2019)
    • CF30 Customer (11 Jul 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (19 Jun 2018 to 31 Dec 2019)
    • [FCA CF] Material risk taker (17 May 2017 to 31 Dec 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 31 Dec 2019)
    • CF30 Customer (11 Jul 2012 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 31 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.